Roger Ratzlaff
Roger Ratzlaff is a registered investment advisor at Waterfront Wealth INC., based in Overland Park, KS, with 39 years of industry experience. Roger operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 730 clients with $890M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fees are negotiable and will not exceed 1.5%. An additional management fee of up to 0.65% applies to Waterfront Asset Management (WAM) individual stock and bond services.
Fee Estimator
Location
6711 W 121st Street, Suite 200, Overland Park, KS, 66209
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2004Other Business Activities
Roger owns 100% of RCR Properties LLC, established in 2010 to hold real estate, dedicating minimal time. Roger also co-owns Carter Capital LLC with his spouse, established in 2010 to hold farmland real estate, dedicating about a quarter of his time.
Employment History
Current Registrations
Waterfront Wealth INC.
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
First Investors CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.