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David Schoenkin

Oppenheimer & CO. INC.
39 Years of Experience
New York, NY
2 DisclosuresBroker
View SEC Summary
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David Schoenkin is a registered investment advisor at Oppenheimer & CO. INC., based in New York, NY, with 39 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.

Oppenheimer & CO. INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1155 advisors
Number of Clients
39,036 clients
Average Client Portfolio
$940K average
Assets Under Management
$36.7B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

666 3rd Avenue, New York, NY, 10017

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 1996
Award / Judgment
Customer Dispute
June 1993
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

David is on the board of Olleyes, a medical technology company, spending minimal time. He also sits on the board of the NY City Opera, a philanthropic endeavor involving four meetings per year.

Employment History
Current Registrations
Oppenheimer & CO. INC.
November 2008 - Present · 17 yrs 11 mos
Oppenheimer & CO. INC.
January 2003 - Present · 23 yrs 9 mos
Oppenheimer & CO. INC.Broker
January 2003 - Present · 23 yrs 9 mos
Previous Registrations
Oppenheimer & CO., INC.Broker
April 1988 - April 1995 · 7 yrs
Cibc World Markets CORP.Broker
March 1987 - January 2003 · 15 yrs 10 mos
Ladenburg, Thalmann & CO., INC.Broker
October 1986 - December 1986 · 2 mos
State Registrations31 states
ALAZCACOCTDCDEFLGAHIILLAMAMDMIMNNCNJNMNVNYOHPARITNTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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