James Olson is a CFP-designated registered investment advisor at LPL Financial LLC, based in Grand Rapids, MN, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
200 NE First Ave Suite 206, Grand Rapids, MN, 55744
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James operates Riverview Financial Advisors as a DBA for his LPL business since 2005. He also has a business entity, James P. Olson, PA, for tax/investment purposes, taking nearly full-time hours, and works at Glorvigen, Tierney & Co, Pllp doing tax preparation/accounting/CPA work, dedicating about a quarter of his time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cambridge Investment Research Advisors, INC.
Securus Wealth Management, LLC
Cambridge Investment Research, INC.Broker
H.D. Vest Investment ServicesBroker
American General Securities IncorporatedBroker
Uslife Equity Sales CORP.Broker
H.D. Vest Investment Securities, INC.Broker
Rosewood Financial Services, INC.Broker
Blinder, Robinson & Co.,inc.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.