James Olson is a CFP-designated registered investment advisor at LPL Financial LLC, based in Grand Rapids, MN, with 32 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
200 NE First Ave Suite 206, Grand Rapids, MN, 55744
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James operates Riverview Financial Advisors as a DBA for his LPL business since 2005. He also has a business entity, James P. Olson, PA, for tax/investment purposes, taking nearly full-time hours, and works at Glorvigen, Tierney & Co, Pllp doing tax preparation/accounting/CPA work, dedicating about a quarter of his time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cambridge Investment Research Advisors, INC.
Securus Wealth Management, LLC
Cambridge Investment Research, INC.Broker
H.D. Vest Investment ServicesBroker
American General Securities IncorporatedBroker
Uslife Equity Sales CORP.Broker
H.D. Vest Investment Securities, INC.Broker
Rosewood Financial Services, INC.Broker
Blinder, Robinson & Co.,inc.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Brad Nelson, CFPOneascent Financial Services LLC
- Kristina Clark, CFP, ChFCEdward Jones
- Danielle Witherill, ChFCEdward Jones