Stephen Williams
Stephen Williams is a registered investment advisor at Diversify Advisory Services, LLC, based in Sandy, UT, with 39 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 3,698 clients with $3.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Diversify Advisory Services charges a fee based on the value of your investments. The exact fee depends on the platform and the advisor you work with. Fees are negotiable, with a maximum annual rate of 1.75% for AMS, OMS, and DMS platforms. The Wealth Accumulator Strategy has a maximum fee of 1.00%. Envestnet Portfolio Solutions has a maximum fee of 2.00%. Pontera Retirement Solutions has a maximum fee of 2.00%. These fees do not include custodial fees or underlying investment fees. Some platforms also have strategy fees.
Location
9017 S Riverside Dr., Suite 210, Sandy, UT, 84070
Get directionsHistory
Regulatory History (4)
Customer Dispute
November 2010Customer Dispute
December 2005Customer Dispute
November 2002Customer Dispute
May 1999Other Business Activities
Stephen is involved in business ownership activities, spending minimal time on them. He is also purchasing a bank note related to his deceased brother's estate, which is an investment-related activity taking minimal time.
Employment History
Current Registrations
Diversify Advisory Services, LLC
Dfpg Investments, LLC
Dfpg Investments, LLCBroker
Previous Registrations
Ids Life Insurance CompanyBroker
American Express Service CorporationBroker
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.