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Charles Spavin

39 Years of Experience
St. Paul, MN
1 DisclosureBroker

Charles Spavin is a registered investment advisor at RBC Capital Markets, LLC, based in St. Paul, MN, with 39 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

971 Sibley Memorial Hwy, Suite 100, St. Paul, MN, 55118-2250

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History

Regulatory History (1)
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Customer Dispute
December 2002
Settled
Other Business Activities

Charles is involved with the Optimist Club of W St Paul, Minnesota Sings (a vocal contest), and the First Presbyterian Church of Hastings. He dedicates minimal time to each of these activities.

Employment History
Current Registrations
RBC Capital Markets, LLC
April 2005 - Present · 21 yrs 1 mo
RBC Capital Markets, LLC
March 1998 - Present · 28 yrs 2 mos
RBC Capital Markets, LLCBroker
March 1998 - Present · 28 yrs 2 mos
Previous Registrations
Dain Rauscher IncorporatedBroker
November 1986 - March 1998 · 11 yrs 4 mos
State Registrations33 states
ARAZCACOFLGAIAILINKSLAMAMEMIMNMOMTNCNJNMNVNYOHOKORPASCTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.