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Chris Cunningham

39 Years of Experience
Columbia, MD
2 DisclosuresBroker

Chris Cunningham is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Columbia, MD, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

10320 Little Patuxent Pkwy, Columbia, MD, 21044

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2013
Settled
Customer Dispute
December 1997
Settled
Other Business Activities

Chris is an owner of Cunningham/Fredricks, LLC, investing in private companies, but spends minimal time on it. Chris is also an executor for J C, spending minimal time on those duties.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2005 - Present · 20 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2005 - Present · 20 yrs 10 mos
Previous Registrations
Morgan Stanley
July 2000 - September 2005 · 5 yrs 2 mos
Morgan Stanley Dw INC.Broker
March 2000 - September 2005 · 5 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1986 - March 2000 · 13 yrs 4 mos
State Registrations36 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Chris Cunningham - Financial Advisor | TrueAdvisor