William Moran
William Moran is a registered investment advisor at LPL Financial LLC, based in Farmington Hills, MI, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
31731 Northwestern Hwy, Ste 151W, Farmington Hills, MI, 48334
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Regulatory History (1)
Customer Dispute
October 2006Other Business ActivitiesSells Insurance
William operates William E. Moran Investment Consulting, Inc. as a DBA for his LPL business. He also engages in real estate rental activities and sells non-variable insurance through Comprehensive Planning, Inc., dedicating minimal time to each.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Fidelity Brokerage Services, INC.Broker
Olde Discount CorporationBroker
First Investors CorporationBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.