WD
ChFC
WD
ChFC
William Dunstan
38 Years of Experience
Poughkeepsie, NY
1 DisclosureBrokerSells Insurance
William Dunstan is a ChFC-designated registered investment advisor, based in Poughkeepsie, NY, with 38 years of industry experience.
Location
3344 Route 9 North, Poughkeepsie, NY, 12601
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Regulatory History (1)
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Customer Dispute
November 2001Settled
Other Business ActivitiesSells Insurance
William is a partner at Prime Retirement Asset Management, Inc. (DBA Prime Wealth Management) where he sells securities, fixed insurance, and advisory services, dedicating full-time hours to this. He is also a licensed insurance agent with B. Riley Wealth Fixed Insurance, spending minimal time on this, and a representative for Glatfelter Insurance Group, spending minimal time servicing volunteer fire districts.
Employment History
Current Registrations
B. Riley Wealth ManagementBroker
October 2021 - Present · 4 yrs 7 mos
B. Riley Wealth Advisors, INC.
May 2014 - Present · 12 yrs
Previous Registrations
National Securities CorporationBroker
November 2013 - July 2022 · 8 yrs 8 mos
Asset & Financial Planning, LTD
April 2005 - May 2014 · 9 yrs 1 mo
Prime Capital Services, INC.Broker
May 1992 - November 2013 · 21 yrs 6 mos
Hartford Equity Sales Company INC.Broker
June 1991 - February 1992 · 8 mos
Pruco Securities CorporationBroker
March 1988 - February 1991 · 2 yrs 11 mos
Aetna Life Insurance and Annuity CompanyBroker
September 1987 - February 1988 · 5 mos
Pruco Securities CorporationBroker
March 1987 - February 1991 · 3 yrs 11 mos
State Registrations28 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.