TrueAdvisor
TrueAdvisor
TS
TS

Todd Schmucker

Wells Fargo Advisors
39 Years of Experience
Salt Lake City, UT
7 DisclosuresBroker
View SEC Summary
View SEC Summary

Todd Schmucker is a registered investment advisor at Wells Fargo Advisors, based in Salt Lake City, UT, with 39 years of industry experience. Todd is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

299 S Main St 7th Fl, [Mk/Me-Rbo], Salt Lake City, UT, 84111

Get directions

History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2008
Settled
Customer Dispute
July 2005
Settled
Customer Dispute
November 2003
Denied
Customer Dispute
February 2003
Denied
Customer Dispute
July 2002
Closed-No Action
Customer Dispute
July 2002
Settled
Customer Dispute
December 2001
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
January 2011 - Present · 15 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
January 2011 - Present · 15 yrs 9 mos
Previous Registrations
Wells Fargo Investments, LLC
June 2002 - January 2011 · 8 yrs 7 mos
Wells Fargo Investments, LLCBroker
March 2002 - January 2011 · 8 yrs 10 mos
Morgan Stanley Dw INC.Broker
October 1988 - March 2002 · 13 yrs 5 mos
Fitzgerald, Dearman & Roberts, INC.Broker
August 1987 - October 1988 · 1 yr 2 mos
The Stuart-James Company, INC.Broker
November 1986 - August 1987 · 9 mos
State Registrations22 states
AZCACODEFLHIIAIDINMDMNMTNVNYORPARITXUTVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Salt Lake City, UT →All financial advisors in Utah →