Pradip Shah
Pradip Shah is a registered investment advisor at Ameriprise Financial Services, LLC, based in Sugar Land, TX, with 39 years of industry experience. Pradip operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
2277 Plaza Dr, Ste 650, Sugar Land, TX, 77479-6702
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Pradip owns AMARPSHAH LLC, created for future business possibilities. He anticipates spending minimal time on this venture, potentially seeking a business loan or using savings.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
Morgan StanleyBroker
Morgan Stanley
Principal Securities, INC.
Principal Securities, INC.Broker
Allen Douglas Securities, INC.Broker
Mariner Investment GroupBroker
G.L. Barrett & Associates, Securities IncorporatedBroker
Corporate Securities Group, INC.Broker
First Allied Securities, INC.Broker
First Affiliated SecuritiesBroker
Lew Lieberbaum & CO., INC.Broker
Sunpoint Securities, INC.Broker
The Trading Desk, INC.Broker
First Montauk Securities CORP.Broker
The Stuart-James Company, IncorporatedBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.