JH
JH

John Hirschauer

39 Years of Experience
Danbury, CT
BrokerSells Insurance

John Hirschauer is a registered investment advisor at LPL Financial LLC, based in Danbury, CT, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

36 Mill Plain Road Ste 311, Danbury, CT, 06811

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

John receives trails from fixed insurance products. He also owns CATCIT Holdings, LLC, a real estate rental business, and Pinnacle Asset Management, a DBA for his LPL business; each activity requires minimal time.

Employment History
Current Registrations
LPL Financial LLC
May 2024 - Present · 2 yrs 2 mos
LPL Financial LLCBroker
May 2024 - Present · 2 yrs 2 mos
Previous Registrations
Crown Capital Securities, L.P.
March 2003 - May 2024 · 21 yrs 2 mos
Crown Capital Securities, L.P.Broker
March 2001 - May 2024 · 23 yrs 2 mos
Mutual Service CorporationBroker
March 1999 - April 2001 · 2 yrs 1 mo
Titan/value Equities Group, INC.Broker
May 1990 - March 1999 · 8 yrs 10 mos
Jonathan Alan & CO., INC.Broker
December 1986 - May 1990 · 3 yrs 5 mos
State Registrations18 states
CACTDEFLGAMAMDMNNCNHNJNYORPARISCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.