JL
JL

Joanne Laut

37 Years of Experience
Stoneham, MA
Broker

Joanne Laut is a registered investment advisor at Cetera Investment Advisers LLC, based in Stoneham, MA, with 37 years of industry experience. Joanne operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

91 Montvale Ave, Stoneham, MA, 02180

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Joanne is affiliated with Winchester Financial Group LLC, which is her DBA for securities business, since 2007. She dedicates about 60% of her time to OSJ supervisory duties and trading hours.

Employment History
Current Registrations
Cetera Investment Advisers LLC
July 2024 - Present · 1 yr 10 mos
Cetera Wealth Services, LLCBroker
September 2013 - Present · 12 yrs 8 mos
Previous Registrations
Tower Square Securities, INC.Broker
December 2007 - September 2013 · 5 yrs 9 mos
Investors Capital CORP.Broker
April 2002 - September 2007 · 5 yrs 5 mos
Cibc World Markets CORP.Broker
February 1996 - July 2000 · 4 yrs 5 mos
Bear, Stearns & CO. INC.Broker
October 1986 - February 1996 · 9 yrs 4 mos
State Registrations1 state
MA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.