Donald Hook
Donald Hook is a registered investment advisor at Osaic Wealth, INC., based in Louisville, KY, with 38 years of industry experience. Donald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
325 W Main St Ste 2102, Louisville, KY, 40202-4282
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Donald sells life and long-term care insurance, dedicating a few hours per week to this activity. He also volunteers at a homeless shelter and serves as Vice President at St. Marks UCC church, dedicating minimal time to each.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
NFP Securities, INC.
NFP Securities, INC.Broker
Ogilvie Security Advisors CorporationBroker
J.J.B. Hilliard, W.L. Lyons, INC.Broker
Dean Witter Reynolds INC.Broker
Lehman Brothers INC.Broker
Marketing One Securities, INC.Broker
Pruco Securities CorporationBroker
Prescott, Ball & Turben, INC.Broker
Pw Securities, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.