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CFA · CFP
WS
CFA · CFP

William Schaff

Phocas Financial Corporation
22 Years of Experience
Alameda, CA
1 Disclosure
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William Schaff is a CFA, CFP-designated registered investment advisor at Phocas Financial Corporation, based in Alameda, CA, with 22 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 36 clients with $680M in assets under management.

Phocas Financial Corporation
Compensation
Fee-Only (% of Portfolio)
Firm Size
3 advisors
Number of Clients
36 clients
Average Client Portfolio
$19.0M average
Assets Under Management
$682.7M

Fee Structure

Minimum Investment:$1M
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Fees are generally calculated as 1% of assets per annum and are negotiable based on account size and other circumstances.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

980 Atlantic Avenue, Suite 106, Alameda, CA, 94501

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
March 2005
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Phocas Financial Corporation
January 2009 - Present · 17 yrs 9 mos
Previous Registrations
Anira Advisory Group, LLC
April 2005 - December 2006 · 1 yr 8 mos
Bay Isle Financial LLC
March 2002 - March 2005 · 3 yrs
State Registrations1 state
CA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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