WS
CFA · CFP
WS
CFA · CFP
William Schaff
21 Years of Experience
Alameda, CA
1 Disclosure
William Schaff is a CFA, CFP-designated registered investment advisor at Phocas Financial Corporation, based in Alameda, CA, with 21 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 40 clients with $790M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
3 advisors
Number of Clients
40 clients
Average Client Portfolio
$19.8M average
Assets Under Management
$793.4M
Fee Structure
Minimum Investment:$1M
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees may be negotiable and may vary according to arrangements with clients.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
980 Atlantic Avenue, Suite 106, Alameda, CA, 94501
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
March 2005Employment History
Current Registrations
Phocas Financial Corporation
January 2009 - Present · 17 yrs 3 mos
Previous Registrations
Anira Advisory Group, LLC
April 2005 - December 2006 · 1 yr 8 mos
Bay Isle Financial LLC
March 2002 - March 2005 · 3 yrs
State Registrations1 state
CA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.