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Bruce Lord

Janney Montgomery Scott LLC
37 Years of Experience
Media, PA
1 DisclosureBroker
View SEC Summary
View SEC Summary

Bruce Lord is a registered investment advisor at Janney Montgomery Scott LLC, based in Media, PA, with 37 years of industry experience. Bruce is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 243,808 clients with $110B in assets under management.

Janney Montgomery Scott LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1340 advisors
Number of Clients
243,808 clients
Average Client Portfolio
$452K average
Assets Under Management
$110.1B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5.0M - $10.0M2.00%
$10.0M - $25.0M2.00%
$25M+2.00%

Fees represent maximum financial advisor fees; additional third-party manager sub-advisory fees may apply depending on the program. All fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1400 N. Providence Road, Suite 3005, Media, PA, 19063-2098

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2010
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Bruce is a board member for Springfield School District since 2017, spending a few hours per week outside business hours. He is also an executor/co-executor/personal representative for an estate since 2022, dedicating minimal time outside business hours.

Employment History
Current Registrations
Janney Montgomery Scott LLC
October 2025 - Present · 1 yr
Janney Montgomery Scott LLCBroker
October 2025 - Present · 1 yr
Previous Registrations
Morgan Stanley
June 2009 - October 2025 · 16 yrs 4 mos
Morgan StanleyBroker
June 2009 - October 2025 · 16 yrs 4 mos
Citigroup Global Markets INC.
May 2001 - June 2009 · 8 yrs 1 mo
Citigroup Global Markets INC.Broker
April 2001 - June 2009 · 8 yrs 2 mos
First Union Securities, INC.Broker
October 2000 - April 2001 · 6 mos
First Union Brokerage Services, INC.Broker
January 1996 - October 2000 · 4 yrs 9 mos
Lincoln Financial Advisors CorporationBroker
March 1995 - December 1995 · 9 mos
The Lincoln National Life Insurance CompanyBroker
March 1995 - December 1995 · 9 mos
Marketing One Securities, INC.Broker
April 1991 - January 1995 · 3 yrs 9 mos
Planco Financial Services, INC.Broker
June 1987 - July 1989 · 2 yrs 1 mo
The Great-West Life Assurance CompanyBroker
January 1987 - April 1987 · 3 mos
State Registrations35 states
ALAZCACOCTDEFLGAHIILINKSKYLAMAMDMEMIMOMTNCNHNJNMNVNYOHPASCTNTXUTVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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