EJ
EJ

Earl Johnson

21 Years of Experience
Port Angeles, WA
1 DisclosureSells Insurance

Earl Johnson is a registered investment advisor at Emp Wealth Management LLC, based in Port Angeles, WA, with 21 years of industry experience. Earl operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 30 clients with $26M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
IM Fee
Planning only
Assets Under Management
$26.4M
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Location

Port Angeles, WA

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2004
Settled
Other Business ActivitiesSells Insurance

Earl has been a speaker and author since 2005. Since 2023, he has been the CEO & Educator at EMP Financial Wellness, LLC and an Insurance Agent at EMP Wealth Management, LLC.

Employment History
Current Registrations
Emp Wealth Management LLC
April 2024 - Present · 2 yrs 1 mo
Previous Registrations
LPL Financial LLCBroker
August 2021 - August 2023 · 2 yrs
LPL Financial LLC
August 2021 - August 2023 · 2 yrs
Principal Securities, INC.
November 2020 - June 2021 · 7 mos
Principal Securities, INC.Broker
October 2020 - June 2021 · 8 mos
Morgan StanleyBroker
July 2016 - June 2018 · 1 yr 11 mos
Morgan Stanley
July 2016 - June 2018 · 1 yr 11 mos
Wells Fargo Advisors, LLC
August 2012 - July 2016 · 3 yrs 11 mos
Wells Fargo Advisors, LLCBroker
July 2012 - July 2016 · 4 yrs
RBC Dain Rauscher INC.
May 2003 - September 2005 · 2 yrs 4 mos
RBC Dain Rauscher INC.Broker
May 2003 - September 2005 · 2 yrs 4 mos
Edward JonesBroker
April 2003 - April 2003 · 0 mos
Seattle-Northwest Securities CorporationBroker
October 2002 - March 2003 · 5 mos
Ragen Mackenzie IncorporatedBroker
October 1993 - April 1996 · 2 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1990 - October 1993 · 3 yrs 1 mo
Freeman Welwood & CO., INC.Broker
April 1989 - June 1990 · 1 yr 2 mos
Rainier Brokerage Services, INC.Broker
December 1987 - April 1989 · 1 yr 4 mos
Pacific Securities, INC.Broker
July 1987 - October 1987 · 3 mos
Union Planters Securities CorporationBroker
December 1986 - April 1987 · 4 mos
State Registrations1 state
WA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Earl Johnson - Financial Advisor | TrueAdvisor