AC
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Alphonse Calicchio

32 Years of Experience
Newport Beach, CA
Broker

Alphonse Calicchio is a registered investment advisor, based in Newport Beach, CA, with 32 years of industry experience.

Location

3975 Birch St Ste J, Newport Beach, CA, 92660

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Alphonse is a managing member of JCAL Capital Management, LLC, dedicating minimal time to consulting and introductions. He also co-chairs Drive Out Cancer, a volunteer organization, and is President of California Benefits and Retirement Group, LLC, spending about half his time as an account and marketing manager for 457 individual plans.

Employment History
Current Registrations
Adventix Global Markets LLCBroker
December 2022 - Present · 3 yrs 5 mos
Icon Capital Group, LLCBroker
June 2022 - Present · 3 yrs 11 mos
California Benefits and Retirement Group, LLC
November 2019 - Present · 6 yrs 6 mos
Previous Registrations
A.G.P. / Alliance Global PartnersBroker
July 2009 - July 2022 · 13 yrs
A.G.P / Alliance Global Partners
July 2009 - July 2022 · 13 yrs
Hunter World Markets, INC.Broker
July 2008 - February 2009 · 7 mos
North Nassau Advisors, LLCBroker
March 2008 - August 2008 · 5 mos
Mdb Capital Group LLCBroker
June 2007 - February 2008 · 8 mos
Jcal Capital Management, LLC
March 2007 - December 2009 · 2 yrs 9 mos
Imperial Capital, LLCBroker
September 2005 - December 2005 · 3 mos
The Seidler Companies IncorporatedBroker
October 2004 - August 2005 · 10 mos
Access Securities, INC.Broker
July 2004 - October 2004 · 3 mos
Electronic Trading Group, LLCBroker
October 2002 - September 2003 · 11 mos
UBS Warburg LLCBroker
July 2000 - November 2001 · 1 yr 4 mos
Roth Capital Partners, INC.Broker
September 1997 - July 2000 · 2 yrs 10 mos
Ladenburg, Thalmann & CO., INC.Broker
October 1996 - May 1997 · 7 mos
Banca Imi Securities CORP.Broker
April 1994 - December 1994 · 8 mos
Soundview Financial Group, INC.Broker
September 1992 - April 1994 · 1 yr 7 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
May 1988 - July 1992 · 4 yrs 2 mos
First Investors CorporationBroker
October 1986 - December 1986 · 2 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTXUTVAVTVirgin IslandsWAWIWVWY
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Exams
No exam information available for this advisor.
Alphonse Calicchio - Financial Advisor | TrueAdvisor