Stephen Lack is a registered investment advisor at Corient, based in Houston, TX, with 18 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 25,061 clients with $140B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Corient's investment advisory fee varies based on the services provided and other considerations, but typically ranges up to 1.00% per year of the assets they manage. The fee is billed quarterly in advance, based on the value of your account on the last day of the prior quarter. If you start mid-quarter, the fee is prorated and included in the next quarter's billing. If you end the agreement mid-quarter, you'll receive a prorated refund for the remaining portion of the quarter.
Location
2929 Allen Parkway, Houston, TX, 77019
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Stephen is a Partner at Corient, a registered investment adviser, and may recommend their services, receiving additional fees. He is also the President and CIO of Ned S. Holmes Investments, Inc., providing consulting services to private partnerships and corporations.
Employment History
Current Registrations
Corient
Durable Dividend Growth Strategies, L.P.
Previous Registrations
Galapagos Wealth Management, LLC
State Registrations1 state
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