AJ
AJ
Allen Johnson is a registered investment advisor, based in Sarasota, FL, with 38 years of industry experience. Allen is also registered as a broker, so some compensation may come from commissions on products sold.
Location
1990 Main Street, Suite 750, Sarasota, FL, 34236
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
October 2017Final
Other Business ActivitiesSells Insurance
Allen is a member of Bridge Angel Group, an independent insurance agent, an IAR with Apollon Wealth Management LLC, and the Founder/Director of Wealth Management at Adi Dassler International Family Office. He also manages Pag Sunset LLC as a holding company for his securities business activity.
Employment History
Current Registrations
Cabot Lodge Securities LLCBroker
November 2025 - Present · 11 mos
Apollon Wealth Management, LLC
August 2020 - Present · 6 yrs 2 mos
Previous Registrations
J. Alden Associates, INC.Broker
December 2020 - November 2025 · 4 yrs 11 mos
Cabot Lodge Securities LLCBroker
November 2020 - December 2020 · 1 mo
Raymond James & Associates, INC.
September 2016 - August 2020 · 3 yrs 11 mos
Raymond James & Associates, INC.Broker
September 2016 - August 2020 · 3 yrs 11 mos
Deutsche Bank Securities INC.Broker
June 2013 - September 2016 · 3 yrs 3 mos
Deutsche Bank Securities INC.
June 2013 - September 2016 · 3 yrs 3 mos
Purshe Kaplan Sterling InvestmentsBroker
March 2012 - June 2013 · 1 yr 3 mos
Ha&w Wealth Management, LLC
October 2010 - June 2013 · 2 yrs 8 mos
Fsc Securities CorporationBroker
October 2010 - April 2012 · 1 yr 6 mos
Oppenheimer & CO. INC.
March 2009 - October 2010 · 1 yr 7 mos
Oppenheimer & CO. INC.Broker
March 2009 - October 2010 · 1 yr 7 mos
Stanford Group Company
September 2007 - March 2009 · 1 yr 6 mos
Stanford Group CompanyBroker
August 2007 - March 2009 · 1 yr 7 mos
Suntrust Investment Services, INC.
June 2005 - September 2007 · 2 yrs 3 mos
Suntrust Investment Services, INC.Broker
June 2005 - September 2007 · 2 yrs 3 mos
Suntrust Capital Markets, INC.
February 2003 - July 2005 · 2 yrs 5 mos
Suntrust Capital Markets, INC.Broker
February 2003 - June 2005 · 2 yrs 4 mos
Morgan Stanley Dw INC.Broker
September 1998 - February 2003 · 4 yrs 5 mos
Raymond James & Associates, INC.Broker
November 1992 - October 1998 · 5 yrs 11 mos
Lex Jolley & CO., INC.Broker
February 1991 - November 1991 · 9 mos
Interstate/johnson Lane CorporationBroker
October 1988 - December 1990 · 2 yrs 2 mos
Johnson, Lane, Space, Smith & CO., INC.Broker
November 1986 - October 1988 · 1 yr 11 mos
State Registrations4 states
ALFLGASC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Dean Mackey, CFPEdward Jones
- Daniel Vigne, CFPJ.P. Morgan Securities LLC
- Amy Magnotta, CFASeeds
- Austin Pickle, CFASeia
- Peter Abbott, CFPEdward Jones
- Brenton Campbell, CFPEdward Jones