James Lowe
James Lowe is a registered investment advisor at LPL Financial LLC, based in Crosslake, MN, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Crosslake, MN
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Regulatory History (1)
Customer Dispute
December 2006Other Business ActivitiesSells Insurance
James is associated with Meridian Asset Partners, engaging in non-variable insurance activities, dedicating minimal time. He also uses Meridian Asset Partners as a DBA for his LPL business.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
H.D. Vest Investment ServicesBroker
Marquette Financial Group, INC.Broker
Waddell & Reed, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.