AS
CFP
AS
CFP

Alan Mcmullen Smith

38 Years of Experience
Areas of Practice
Retirement PlanningEstate PlanningInsurance PlanningCharitable GivingBusiness OwnersInvestment ManagementTax PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
4 advisors
Number of Clients
129 clients
Average Client Portfolio
$2.0M average
Assets Under Management
$258.9M

Fee Structure

Minimum Investment:$25K
Financial Planning:Included in AUM fee
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Location

132 W Washington Ave Suite 200, St. Louis, MO, 63122

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Alan is an independent representative for Growth Management Group / Stryde Savings, a non-investment related company providing tax and cost saving strategies. He dedicates minimal time to this activity, mostly during securities trading hours.

Employment History
Current Registrations
Trinity Wealth Advisors LLC
December 2020 - Present · 5 yrs 2 mos
Asa Advisors, INC.
July 2014 - Present · 11 yrs 7 mos
Previous Registrations
Trinity Wealth Securities, L.L.C.Broker
February 2001 - January 2021 · 19 yrs 11 mos
Royal Alliance Associates, INC.Broker
March 1997 - March 2001 · 4 yrs
Walnut Street Securities, INC.Broker
September 1992 - January 1997 · 4 yrs 4 mos
New England SecuritiesBroker
April 1988 - October 1992 · 4 yrs 6 mos
Cigna Securities, INC.Broker
December 1986 - May 1988 · 1 yr 5 mos
State Registrations1 state
MO
Advisor
Exams
No exam information available for this advisor.
Alan Mcmullen Smith - Financial Advisor | TrueAdvisor