Alan Smith is a CFP-designated registered investment advisor at Trinity Wealth Advisors LLC, based in St. Louis, MO, with 39 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 132 clients with $280M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.35% |
Fee rate may be as high as 1.35% of assets under management, but is frequently less depending on services rendered, assets managed, and use of outside managers. Fees are negotiable.
Fee Estimator
Location
132 W Washington Ave Suite 200, St. Louis, MO, 63122
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Alan is an independent representative for Growth Management Group / Stryde Savings, a non-investment related company providing tax and cost saving strategies. He dedicates minimal time to this activity, mostly during securities trading hours.
Employment History
Current Registrations
Trinity Wealth Advisors LLC
Asa Advisors, INC.
Previous Registrations
Trinity Wealth Securities, L.L.C.Broker
Royal Alliance Associates, INC.Broker
Walnut Street Securities, INC.Broker
New England SecuritiesBroker
Cigna Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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