SF
SF
Stefano Fanfani
29 Years of Experience
Cutler Bay, FL
2 DisclosuresBroker
Stefano Fanfani is a registered investment advisor at Uniwealth Advisors, INC., based in Cutler Bay, FL, with 29 years of industry experience. Stefano operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 11 clients with $320M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
11 clients
Average Client Portfolio
$29.1M average
Assets Under Management
$319.9M
Fee Structure
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
All fees are subject to negotiation.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Cutler Bay, FL
Get directionsHistory
Regulatory History (2)
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Customer Dispute
March 2014Settled
Customer Dispute
June 2002Closed-No Action
Other Business Activities
Stefano is the President of Uniwealth Advisors, Inc., providing investment advisory services. This takes about 10-20% of his time, with a portion of that time during trading hours.
Employment History
Current Registrations
Uniwealth Advisors, INC.
September 2003 - Present · 22 yrs 8 mos
Portfolio Resources Group, INC.
April 2002 - Present · 24 yrs 1 mo
Portfolio Resources Group, INC.Broker
April 2002 - Present · 24 yrs 1 mo
Previous Registrations
Capital Investment Services, INC.Broker
June 2000 - March 2002 · 1 yr 9 mos
Brill Securities, INC.Broker
February 2000 - October 2000 · 8 mos
Cardinal Capital Management, INC.Broker
September 1998 - May 2000 · 1 yr 8 mos
Culver & Dunn Securities CorporationBroker
September 1988 - September 1989 · 1 yr
First Equity Corporation of FloridaBroker
June 1987 - August 1988 · 1 yr 2 mos
State Registrations2 states
FLGA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.