John Handy is a registered investment advisor at Farther, based in San Francisco, CA, with 38 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 8,142 clients with $7.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Farther Finance Advisors offers investment management services through a wrap program. The annual fee covers investment advice, trade execution, custody, reporting, and account maintenance. The fee is negotiable up to 2% of the assets they manage, depending on the complexity of the account and the investments used.
Location
345 California Street, Suite 600, San Francisco, CA, 94104
Get directionsHistory
Regulatory History (4)
Customer Dispute
December 2023Regulatory
February 2015Regulatory
July 2014Employment Separation After Allegations
July 2013Other Business Activities
John has a 20% ownership in Walnut and South LLC, an investment-related building. He is also a strategic advisor and board member for CodaWorx, LLC, dedicating a few hours per week, and owns Jay Handy ink, LLC, spending a few hours per week selling artwork.
Employment History
Current Registrations
Farther
Previous Registrations
Signalpoint Capital Management, LLC
Signalpoint Asset Management LLC
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLCBroker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.