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John Handy

Farther
39 Years of Experience
Madison, WI
4 Disclosures
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John Handy is a registered investment advisor at Farther, based in Madison, WI, with 39 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 14,965 clients with $16B in assets under management.

Farther
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
332 advisors
Number of Clients
14,965 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$16.0B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees range from negotiable up to 2.00% depending on account complexity, asset amount, and independent managers utilized.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3330 University Avenue, Suite 120, Madison, WI, 53705

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2023
Denied
Regulatory
February 2015
Final
Regulatory
July 2014
Final
Employment Separation After Allegations
July 2013
View Full SEC ReportHow to Read Disclosures
Other Business Activities

John has a 20% ownership in Walnut and South LLC, an investment-related building. He is also a strategic advisor and board member for CodaWorx, LLC, dedicating a few hours per week, and owns Jay Handy ink, LLC, spending a few hours per week selling artwork.

Employment History
Current Registrations
Farther
December 2024 - Present · 1 yr 10 mos
Previous Registrations
Signalpoint Capital Management, LLC
February 2014 - September 2016 · 2 yrs 7 mos
Signalpoint Asset Management LLC
August 2013 - March 2025 · 11 yrs 7 mos
Wells Fargo Advisors Financial Network, LLC
March 2007 - August 2013 · 6 yrs 5 mos
Wells Fargo Advisors Financial Network, LLCBroker
March 2007 - August 2013 · 6 yrs 5 mos
Merrill Lynch Pierce Fenner & Smith INC.
January 2002 - March 2007 · 5 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1987 - March 2007 · 19 yrs 11 mos
State Registrations1 state
WI
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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