Areas of Practice
Real Estate Investing
Compensation
Fee-Only (AUM)
Firm Size
87 advisors
Number of Clients
13,111 clients
Average Client Portfolio
$3.4M average
Assets Under Management
$45.2B
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Location

Ellison Bay, WI

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brock is a board member for the Forestry Advisory Board at Michigan State University, dedicating minimal time. He also serves as treasurer for the Civic Leadership Foundation, spending minimal time on budget approval and board meetings.

Employment History
Current Registrations
Mesirow Financial Investment Management, INC.
March 2006 - Present · 19 yrs 11 mos
Mesirow Financial, INC.Broker
December 1993 - Present · 32 yrs 2 mos
Mesirow Financial, INC.
December 1993 - Present · 32 yrs 2 mos
Previous Registrations
Mesirow Financial, INC.
January 1998 - December 2009 · 11 yrs 11 mos
Mesirow Investment Services, INC.Broker
October 1989 - January 1994 · 4 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1986 - November 1989 · 3 yrs
State Registrations20 states
AZCACOCTDCFLIAILINMAMTNCNVNYSCTXUTVAWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.