John Espinosa
John Espinosa is a CFP-designated registered investment advisor at LPL Financial LLC, based in Miami, FL, with 39 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
7700 N. Kendall Drive #704, Miami, FL, 33156
Get directionsHistory
Regulatory History (3)
Employment Separation After Allegations
February 2005Customer Dispute
October 2004Customer Dispute
March 2001Other Business ActivitiesSells Insurance
John owns John G. Espinosa Financial Group, where he sells and services property and casualty insurance policies, dedicating a few hours per week. He also owns KET LLC, a property management company, spending minimal time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Next Financial Group, INC.
Next Financial Group, INC.Broker
Pruco Securities, LLC.Broker
The Prudential Insurance Company of AmericaBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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