Brian Nolan
Brian Nolan is a registered investment advisor at Summit Financial, LLC, based in Princeton, NJ, with 24 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 9,865 clients with $15B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Summit Financial offers various investment management programs. Financial advisors set their own advisory fees, but the maximum advisory fee for all programs is 1.50%. Clients in certain programs may also pay a program fee. Clients invested in the Tax-Deferred Strategies Portfolios are charged a monthly platform fee of $20/month by Nationwide, plus a "Low Cost Fund Platform Fee" up to 0.35% annually. Fees are negotiable.
Location
475 Wall Street, Princeton, NJ, 08540
Get directionsHistory
Regulatory History (5)
Regulatory
August 2021Judgment / Lien
April 2019Judgment / Lien
December 2015Judgment / Lien
March 2015Customer Dispute
June 2012Other Business ActivitiesSells Insurance
Brian offers insurance as a broker or agent through numerous insurance companies, including SRM, an affiliated company. He also operates as an Investment Advisor Representative (IAR) through Summit Financial, LLC, under the DBA Nolan Wealth Management, since 2018.
Employment History
Current Registrations
Summit Financial, LLC
Purshe Kaplan Sterling InvestmentsBroker
Previous Registrations
Summit Equities INC
Summit Equities, INC.Broker
Summit Financial Resources INC
New Century Financial Group, LLC
Royal Alliance Associates, INC.Broker
Prudential Investment Management Services LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.