HB
HB

Horace Boone

36 Years of Experience
New York, NY
Broker

Horace Boone is a registered investment advisor at Ingalls & Snyder LLC, based in New York, NY, with 36 years of industry experience. Horace operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 4,453 clients with $7.8B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
49 advisors
Number of Clients
4,453 clients
Average Client Portfolio
$1.8M average
Assets Under Management
$7.8B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)

Ingalls & Snyder charges fees based on the value of your portfolio. The maximum annual fee for accounts with equities or equities and fixed income is 1.50% of the assets they manage. For accounts solely with fixed income, the maximum fee is 1.00%. Fees are generally billed quarterly based on the account value at the end of the quarter. Fees may be negotiable.

Loading...

Location

1 Rockefeller Plaza, 7th Floor, New York, NY, 10020

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Horace serves as trustee for seven family trusts and as a board member for several private companies, including Owlstone Inc., Salient Imaging, Graffiti Video Inc., Conect, Inc., and Yangaroo, Inc. He also formed Macbay, LLC as a holding company for his real estate holdings, dedicating minimal time to it.

Employment History
Current Registrations
Ingalls & Snyder LLC
July 2021 - Present · 4 yrs 10 mos
Ingalls & Snyder, LLCBroker
July 1993 - Present · 32 yrs 10 mos
Previous Registrations
Reinoso & Company, IncorporatedBroker
August 1992 - May 1993 · 9 mos
Banca Imi Securities CORP.Broker
April 1991 - July 1992 · 1 yr 3 mos
Mabon, Nugent & CO.Broker
November 1989 - April 1991 · 1 yr 5 mos
MML Investors Services, INC.Broker
October 1989 - November 1989 · 1 mo
Caribbean-Gulfstream Securities, INC.Broker
March 1987 - October 1987 · 7 mos
State Registrations12 states
ALCACOCTFLGANCNYRISCUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.