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Hungkwang Wu

Bright Light Capital Advisor
38 Years of Experience
Arcadia, CA
2 Disclosures
View SEC Summary
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Hungkwang Wu is a registered investment advisor at Bright Light Capital Advisor, based in Arcadia, CA, with 38 years of industry experience. Hungkwang operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management.

Bright Light Capital Advisor
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K2.00%
$100K - $1.0M1.75%
$1M+1.50%

Fees are negotiable depending upon the needs of the client and complexity of the situation.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Arcadia, CA

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
September 2020
Final
Customer Dispute
March 2004
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Bright Light Capital Advisor
March 2012 - Present · 14 yrs 7 mos
Previous Registrations
Kovack Advisors, INC.
September 2007 - December 2011 · 4 yrs 3 mos
Kovack Securities INC.Broker
September 2007 - December 2011 · 4 yrs 3 mos
Banc of America Investment Services, INC.Broker
July 1999 - September 2007 · 8 yrs 2 mos
Banc of America Investment Services, INC.
May 1998 - September 2007 · 9 yrs 4 mos
Ba Investment Services, INC.Broker
June 1992 - July 1999 · 7 yrs 1 mo
Gna Securities, INC.Broker
February 1990 - June 1992 · 2 yrs 4 mos
E-W Investments, INC.Broker
May 1989 - July 1989 · 2 mos
American Futures Securities, INC.Broker
March 1987 - January 1989 · 1 yr 10 mos
State Registrations1 state
CA
Advisor

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Exams
No exam information available for this advisor.
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