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Shawn Henley is a registered investment advisor at Morgan Stanley, based in Pleasanton, CA, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
4309 Hacienda Drive, Suite 200, Pleasanton, CA, 94588
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Regulatory History (1)
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Customer Dispute
July 2001Denied
Other Business Activities
Shawn is a sole proprietor/owner/partner of a rental home in Livermore, California, since 2010. He spends minimal time on this activity after business hours.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
July 1997 - April 2007 · 9 yrs 9 mos
Morgan Stanley Dw INC.Broker
November 1986 - April 2007 · 20 yrs 5 mos
State Registrations38 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.