Robert Jarvis is a registered investment advisor at Morgan Stanley, based in Encino, CA, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Encino, CA
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Regulatory History (2)
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Customer Dispute
October 2018Closed-No Action
Customer Dispute
January 2001Closed-No Action
Other Business Activities
Robert serves as a power of attorney, dedicating minimal time to this investment-related activity.
Employment History
Current Registrations
Morgan Stanley
October 2021 - Present · 4 yrs 7 mos
Morgan Stanley
October 2021 - Present · 4 yrs 7 mos
Morgan StanleyBroker
October 2021 - Present · 4 yrs 7 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 1991 - October 2021 · 30 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1991 - October 2021 · 30 yrs 8 mos
Lehman Brothers INC.Broker
January 1990 - March 1991 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1986 - January 1990 · 3 yrs 1 mo
State Registrations20 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.