Catherine Urbach
Catherine Urbach is a registered investment advisor at Charles Schwab & CO., INC., based in Lone Tree, CO, with 33 years of industry experience. Catherine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Location
9800 Schwab Way, Lone Tree, CO, 80124
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Catherine owns a photography business since 2000. She dedicates minimal time to this non-investment related activity.
Employment History
Current Registrations
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Previous Registrations
Schwab Wealth Advisory, INC.
Charles Schwab & CO., INC.
National Planning CorporationBroker
National Planning Corporation ("npc of America" in Fl & Ny)
Sii Investments, INC.Broker
Invest Financial CorporationBroker
Investment Centers of America, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
Ifmg Securities, INC.
Ifmg Securities, INC.Broker
U.S. Bancorp Investments, INC.Broker
Charles Schwab & CO., INC.Broker
Invest Financial CorporationBroker
Aegon USA Securities INC.Broker
Fbs Investment Services, INC.Broker
Liberty Securities CorporationBroker
Pamco Securities and Insurance ServicesBroker
First Investors CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.