Brian Oconnor is a registered investment advisor at Sterling Oak Advisors, based in Boston, MA, with 17 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Insurance Planning, Investment Management, and 1 more. Their firm serves 36 clients with $38M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Sterling Oak's investment management fee is a percentage of your portfolio's value, up to 2.00% annually. The exact percentage depends on the complexity of the services, the amount of assets managed, and your overall relationship with Sterling Oak. The fee is charged quarterly, in advance. Fees may be negotiable.
Location
118 Huntington Avenue, Suite 1503, Boston, MA, 02116
Get directionsHistory
Regulatory History (6)
Civil
February 2011Customer Dispute
August 1999Customer Dispute
November 1996Customer Dispute
September 1993Customer Dispute
September 1992Customer Dispute
June 1992Other Business Activities
Brian is a partner and equity analyst at Sterling Oak Asset Management, LLC, an investment management company. His duties include equity research, portfolio management, and investor relations, taking a few hours per week.
Employment History
Current Registrations
Sterling Oak Advisors
Previous Registrations
Raymond James Financial Services
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.