Jody Otto
Jody Otto is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Inver Grove Heights, MN, with 38 years of industry experience. Jody operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
5886 Blackshire Path, Inver Grove Heights, MN, 55076
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Regulatory History (1)
Regulatory
March 1992Other Business ActivitiesSells Insurance
Jody assists in gathering tax documents, oversees a sports training facility, and is an insurance agent with First Capital Management, Inc. Jody also works as an investment advisor and owns 50% of First Capital Property Management, LLC, which rents office space to First Capital Management, Inc.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Sii Investments, INC.Broker
Sii Investments, INC.
Royal Alliance Associates, INC.Broker
Fortis Investors, INC.Broker
Mutual Service CorporationBroker
Southmark Financial Services, INC.Broker
Engler-Budd & Company INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.