Douglas Smith
Douglas Smith is a CFP-designated registered investment advisor at Pathworks Financial, INC., based in Novi, MI, with 15 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 410 clients with $280M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.60% |
| $250K - $500K | 1.50% |
| $500K - $1.0M | 1.00% |
| $1.0M - $3.0M | 0.75% |
| $3M+ | 0.00% |
Fees are negotiable above $3,000,000.
Fee Estimator
Location
43155 Main Street, Ste. 212, Novi, MI, 48375
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Douglas is licensed to sell insurance products through Pathworks Financial, Inc., and is a real estate broker with Center Street Realty, LLC. These activities take minimal time.
Employment History
Current Registrations
Pathworks Financial, INC.
Previous Registrations
Pathworks Financial
Scott Smith Financial
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.