Bruce Klein
Bruce Klein is a CFA-designated registered investment advisor at Cibc Private Wealth Advisors, INC., based in Chicago, IL, with 38 years of industry experience. Bruce is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Estate Planning, High Net Worth, Investment Management, and 1 more. Their firm serves 9,236 clients with $68B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5.0M - $10.0M | 0.80% |
| $10M+ | 0.60% |
Standard fee schedule for Equity and Balanced Portfolios. Other portfolio types (Fixed Income, Cash, Wealth Management) have separate schedules. Minimum annual fee is $10,000. Fees are negotiable.
Fee Estimator
Location
181 West Madison Street, 35th Floor, Chicago, IL, 60602
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2026Employment History
Current Registrations
Cibc Private Wealth Advisors, INC.
Cibc World Markets CORP.
Cibc World Markets CORP.Broker
Previous Registrations
Gnv Advisors, LLCBroker
Geneva Advisors, LLC
Uhlmann Price Securities, LLCBroker
Raymond James & Associates, INC.Broker
Mercantile Investment Services, INC.Broker
Mark Twain Brokerage Services, INC.Broker
Mark Twain Brokerage Services, INC.Broker
Kidder, Peabody & CO. IncorporatedBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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