Margaret Sturdy
Margaret Sturdy is a registered investment advisor at LPL Financial LLC, based in Anaheim, CA, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
155 N Riverview Drive, Anaheim, CA, 92808
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Regulatory History (1)
Judgment / Lien
September 2019Other Business ActivitiesSells Insurance
Margaret is an agent selling non-variable health insurance since 2007. This activity requires minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Schoff & Baxter, INC.Broker
Ba Investment Services, INC.Broker
American General Securities IncorporatedBroker
Gna Securities, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.