TG
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Thomas Goodwin

39 Years of Experience
Linwood, NJ
1 DisclosureBroker

Thomas Goodwin is a registered investment advisor at Wells Fargo Advisors, based in Linwood, NJ, with 39 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1201 New Rd, [Lo-Rbo], Linwood, NJ, 08221

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 1990
Award / Judgment
Employment History
Current Registrations
Wells Fargo Advisors
January 2004 - Present · 22 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
October 2000 - Present · 26 yrs
Previous Registrations
First Union Brokerage Services, INC.Broker
January 1996 - October 2000 · 4 yrs 9 mos
First Fidelity Brokers, INC.Broker
December 1992 - January 1996 · 3 yrs 1 mo
Prudential Securities IncorporatedBroker
April 1992 - November 1992 · 7 mos
First Colonial Securities Group, INC.Broker
March 1992 - April 1992 · 1 mo
The Investment Center, INC.Broker
February 1990 - May 1991 · 1 yr 3 mos
Prudential-Bache Securities INC.Broker
November 1986 - February 1990 · 3 yrs 3 mos
State Registrations22 states
ARCACOCTDEFLGAMAMDMEMINCNHNJNMNYPARISCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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