RC
RC
Rodel Corriente
28 Years of Experience
Arcadia, CA
2 Disclosures
Rodel Corriente is a registered investment advisor at Rodel Corriente (sy) LLC, based in Arcadia, CA, with 28 years of industry experience. Rodel operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
N/A
Firm Size
1 advisor
IM Fee
Planning only
Assets Under Management
$9.0M
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
Arcadia, CA
Get directionsHistory
Regulatory History (2)
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Customer Dispute
November 2003Settled
Customer Dispute
May 1999Settled
Other Business Activities
Rodel is the sole owner of a business breeding and racing thoroughbred horses since approximately 1999. He spends a few hours per week on this activity, primarily observing the horses' workouts and races.
Employment History
Current Registrations
Rodel Corriente (sy) LLC
August 2010 - Present · 15 yrs 9 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2006 - July 2010 · 3 yrs 8 mos
Morgan Stanley
July 1997 - November 2006 · 9 yrs 4 mos
State Registrations1 state
CA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.