Richard Shaw
Richard Shaw is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in West Boylston, MA, with 39 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
9 Maple St Ste 1, West Boylston, MA, 01545
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Regulatory History (1)
Customer Dispute
January 2009Other Business ActivitiesSells Insurance
Richard is an insurance agent with Advanced Financial Group since 1986, dedicating about 10-20% of his time to insurance sales. He also serves on the West Boylston School Committee and is a trustee and owner of property through the 9 Maple Street Trust, each taking a few hours per week.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Investors Capital Advisory
Investors Capital CORP.Broker
New England SecuritiesBroker
Signator Investors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
John Hancock Distributors, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Sean Cummings, CFPStrategic Advisers LLC