Stephanie Whiston
Stephanie Whiston is a registered investment advisor at Whiston Asset Management, based in New York City, NY, with 29 years of industry experience. Stephanie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 10 clients with $18M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5M+ | 1.00% |
Equity-Blended accounts may be charged a 10-20% performance bonus in addition to the AUM fee. Fees are negotiable for accounts over $5,000,001.
Fee Estimator
Location
445 Park Ave., 9th Floor, New York City, NY, 10022
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephanie is a founding director of the Marine Education Foundation, a charitable organization, since 2013, dedicating about 10-20% of her time to marine educational programs and fundraising. She also provides consulting, insurance, and mediation services through Whiston Advisors since 1989, spending about 10-20% of her time as an insurance agent and mediator.
Employment History
Current Registrations
Whiston Asset Management
Previous Registrations
Hudson Heritage Capital Management, INC.Broker
Whiston Advisors
Asset Management Sevices Group, INC.Broker
Oppenheimer & CO., INC.Broker
Bear, Stearns & CO. INC.Broker
Smith Barney, Harris Upham & CO., IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.