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Wayne Thompson

10 Years of Experience
West Chester, PA
Broker

Wayne Thompson is a registered investment advisor, based in West Chester, PA, with 10 years of industry experience.

Location

West Chester, PA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Wayne works as an Investment Advisor Representative (IAR) through Kestra Advisory Services and as a Relationship Manager at Beacon Financial Services, both full-time positions. His work at Beacon Financial Services involves consulting on employer-sponsored retirement plans.

Employment History
Current Registrations
Kestra Investment Services, LLCBroker
March 2025 - Present · 1 yr 6 mos
Kestra Advisory Services, LLC
March 2025 - Present · 1 yr 6 mos
Kestra Investment Services, LLC
March 2025 - Present · 1 yr 6 mos
Previous Registrations
LPL Financial LLC
September 2019 - March 2025 · 5 yrs 6 mos
LPL Financial LLCBroker
August 2019 - March 2025 · 5 yrs 7 mos
Vanguard Marketing CorporationBroker
April 1991 - June 1993 · 2 yrs 2 mos
Ama Advisers, INC.Broker
May 1987 - May 1989 · 2 yrs
Vanguard Marketing CorporationBroker
May 1987 - July 1987 · 2 mos
State Registrations3 states
DENJPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Wayne Thompson - Financial Advisor | TrueAdvisor