Lisa Hardee is a registered investment advisor, based in Greenville, NC, with 39 years of industry experience.
Location
1001 Conference Drive, Suite B, Greenville, NC, 27858
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Lisa works as an associate/employee for Hoyt Family Wealth Management, LLC, assisting with daily office operations. This takes about a quarter of her time, including about half her time during trading hours.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
Previous Registrations
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
First Union Capital Markets CORP.Broker
State Registrations18 states
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