Dale Haithcock is a registered investment advisor at Auxi Asset Management, LLC, based in Danville, CA, with 38 years of industry experience. Dale operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 60 clients with $99M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Auxi Asset Management charges an annual fee based on the value of your investments. The exact percentage is agreed upon when you become a client. While their preferred minimum account size is $500,000, they may accept smaller accounts but charge higher fees, ranging from 1% to 2% annually.
Location
402 Railroad Ave, Suite 201, Danville, CA, 94526
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Dale is a managing member of Auxi Asset Management, a registered investment advisory firm, since 2012. He manages investment portfolios for high-net-worth clients, dedicating nearly full-time hours to this activity.
Employment History
Current Registrations
Auxi Asset Management, LLC
Previous Registrations
Triad Advisors LLCBroker
Mutual Securities, INC.Broker
Stone & Youngberg LLC
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
S & Y Asset Management LLC
S & Y Asset Management LLC
S & Y Asset Management LLCBroker
Stone & Youngberg LLC
Stone & Youngberg LLCBroker
Quick & Reilly, INC.
Quick & Reilly, INC.Broker
Robertson Stephens, INC.Broker
Robertson Stephens, INC.
Ing Baring Furman Selz LLCBroker
Montgomery SecuritiesBroker
Cs First Boston CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.