James Koestner is a CFP-designated registered investment advisor at RBC Capital Markets, LLC, based in Dallas, TX, with 39 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
100 Crescent Court, Suite 1500, Dallas, TX, 75201-1871
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James acts as a guardian for his sister and has power of attorney for his father, both investment-related activities, taking minimal time. He is also an officer in the Dallas Park Cities Lions Club, a community service organization, dedicating minimal time to this role.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Rotan Mosle INC.Broker
Sherwood Capital, INC.Broker
First Investors CorporationBroker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.