231 S. LaSalle Street, 4th Floor, Chicago, IL, 60604
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Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Elliott is the Chief Compliance Officer for Great Lakes Advisors, an affiliated investment advisor. This role takes about a quarter of his time, with minimal time spent during securities trading hours.