TrueAdvisor
TrueAdvisor
JO
CFP
JO
CFP

James O'brien

Gill Capital Partners
38 Years of Experience
Denver, CO
Broker
View SEC Summary
View SEC Summary

James O'brien is a CFP-designated registered investment advisor at Gill Capital Partners, based in Denver, CO, with 38 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 5 more. Their firm serves 481 clients with $860M in assets under management.

Gill Capital Partners
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10 advisors
Number of Clients
481 clients
Average Client Portfolio
$1.8M average
Assets Under Management
$862.4M

Fee Structure

Minimum Investment:$1M
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.00%
$1.0M - $2.0M0.95%
$2.0M - $3.0M0.85%
$3.0M - $4.0M0.75%
$4.0M - $5.0M0.65%
$5.0M - $10.0M0.50%
$10.0M - $25.0M0.40%
$25M+0.30%

Rates shown are for clients utilizing tax preparation services. Clients not utilizing tax preparation services receive a 0.05% discount across all tiers. Fees and account minimums are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4582 S Ulster Street, Suite 1400, Denver, CO, 80237

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Gill Capital Partners
January 2004 - Present · 22 yrs 9 mos
Gill Capital Partners, LLCBroker
April 2003 - Present · 23 yrs 6 mos
Previous Registrations
O'brien Capital Management, INC.
July 2002 - December 2005 · 3 yrs 5 mos
Charles Schwab & CO., INC.Broker
January 1992 - March 2002 · 10 yrs 2 mos
Nylife Securities INC.Broker
April 1991 - January 1992 · 9 mos
Richfield Securities, INC.Broker
December 1989 - January 1991 · 1 yr 1 mo
Tri-Bradley InvestmentsBroker
November 1987 - August 1989 · 1 yr 9 mos
K.A. Knapp & CO., INC.Broker
September 1987 - December 1987 · 3 mos
State Registrations6 states
AZCACOFLNETX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Denver, CO →All financial advisors in Colorado →