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Timothy Fitzgerald

LPL Financial LLC
39 Years of Experience
Sherman Oaks, CA
1 DisclosureBrokerSells Insurance
View SEC Summary
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Timothy Fitzgerald is a registered investment advisor at LPL Financial LLC, based in Sherman Oaks, CA, with 39 years of industry experience. Timothy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

15315 Magnolia Blvd Ste 415, Sherman Oaks, CA, 91403

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2026
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Timothy operates Fitzgerald Financial Services as a DBA for his LPL business, dedicating full-time hours to it. He also works as a non-variable insurance agent, selling life, health, and long-term care insurance, dedicating minimal time to this activity.

Employment History
Current Registrations
LPL Financial LLC
June 2020 - Present · 6 yrs 4 mos
LPL Financial LLCBroker
June 2020 - Present · 6 yrs 4 mos
Previous Registrations
Sagepoint Financial, INC.
August 2012 - June 2020 · 7 yrs 10 mos
Sagepoint Financial, INC.Broker
August 2012 - June 2020 · 7 yrs 10 mos
Commonwealth Financial NetworkBroker
April 2006 - August 2012 · 6 yrs 4 mos
Commonwealth Financial Network
April 2006 - August 2012 · 6 yrs 4 mos
MML Investors Services, INC.
August 2004 - May 2006 · 1 yr 9 mos
MML Investors Services, INC.Broker
August 2004 - May 2006 · 1 yr 9 mos
Hornor, Townsend & Kent, INC.
March 2001 - August 2004 · 3 yrs 5 mos
Hornor, Townsend & Kent, INC.Broker
January 1992 - August 2004 · 12 yrs 7 mos
Monarch Securities, INC.Broker
August 1990 - January 1992 · 1 yr 5 mos
Transamerica Financial Resources, INC.Broker
December 1986 - August 1990 · 3 yrs 8 mos
State Registrations16 states
AZCACOGAILINKSMNMTNMNVOKORSCTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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