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Steven Mitchell

Morgan Stanley
39 Years of Experience
San Antonio, TX
1 DisclosureBroker
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Steven Mitchell is a registered investment advisor at Morgan Stanley, based in San Antonio, TX, with 39 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

7600 Broadway, Suite 100, San Antonio, TX, 78209

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History

Regulatory History (1)
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Regulatory
December 2003
Final
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Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 4 mos
Morgan Stanley
June 2009 - Present · 17 yrs 4 mos
Previous Registrations
Citigroup Global Markets INC.
March 2005 - June 2009 · 4 yrs 3 mos
Citigroup Global Markets INC.Broker
March 2005 - June 2009 · 4 yrs 3 mos
Financial Network Investment Corporation
September 2003 - March 2005 · 1 yr 6 mos
Financial Network Investment CorporationBroker
May 2002 - March 2005 · 2 yrs 10 mos
Broadway Brokerage Services, INC.Broker
February 1990 - March 2005 · 15 yrs 1 mo
Charles Schwab & CO., INC.Broker
August 1987 - January 1990 · 2 yrs 5 mos
State Registrations20 states
ALCACOFLGAIDILKYMAMIMONCNVNYORPASCTNTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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