David Kelly
David Kelly is a registered investment advisor at Commonwealth Financial Network, based in Waltham, MA, with 39 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 399,450 clients with $210B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Commonwealth Financial Network offers investment management through various programs like PPS Custom, PPS Select, and PPS Direct. Fees are generally calculated as a percentage of your portfolio, including cash and money market positions. The exact fees vary depending on the specific program and the agreement between you and your advisor.
Commonwealth generally offers two types of fee schedules: blended and breakpoint. With a blended schedule, different portions of your portfolio are charged at different rates. With a breakpoint schedule, the fee rate declines as your portfolio value reaches certain levels. All fees are negotiable between the advisor and client.
Location
275 Wyman Street, Ste. 400, Waltham, MA, 02451
Get directionsHistory
Regulatory History (2)
Regulatory
March 1996Customer Dispute
January 1996Other Business ActivitiesSells Insurance
David is the secretary and an insurance agent at CES Insurance Agency, LLC. This activity is investment-related and conducted at a branch.
Employment History
Current Registrations
Commonwealth Financial Network
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Previous Registrations
R. G. Dickinson & CO.Broker
J. T. Moran & CO., INC.Broker
Fidelity Brokerage Services, INC.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.